Training Programs

Our program content can be customized to address your learning objectives

 

Banking

  • Fundamentals of Banking
  • Corporate Trust
  • Custody
  • Institutional Services
  • Payment Systems
  • Private Banking
  • Regulators & Significant Regulations

Investment Products/Vehicles

  • Asset Backed Securities
  • Commodities
  • Derivatives
  • Equities
  • Fixed Income
  • Mortgage Backed Securities
  • Exchange Traded Funds / Mutual Funds

Markets

  • Types
  • Functional Flows

Securities Industry

  • Basics of the Securities Industry
  • Investment Banking

Trade Lifecycle

  • Order Flow from Investor to Execution
  • Post Execution Reporting & Regulations
  • Preparation for Settlement
  • Settlement
  • Post Settlement Processing
  • Books & Records
  • Trade Accounting and Record Keeping

Regulators, Regulations & Risks

  • Federal Reserve
  • Securities & Exchange Commission (SEC)
  • Commodity Futures Trading Commission (CFTC)
  • FINRA